Imported from previous forum
The FIX Protocol Ltd. (FPL) Americas Business Practices Subcommittee has created a document focused on how Regulation SHO can and will be implemented through FIX. The writeup defines fields and workflow for FIX communications between suppliers and customers regarding location of securities for short sale transactions. The document is located in the “What’s New” section of the home page at the following link: http://www.fixprotocol.org/documents/1004/FPL%20Americas%20REG%20SHO%20(2).pdf.
For more information on the regulation itself, please refer to http://www.sec.gov/rules/final/34-50103.pdf.
Regards,
FPL Program Office
- 1 212 652 4469