PUBLIC COMMENT PERIOD - MiFID RTS 28 Gap Analysis

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The Global Technical Committee has reviewed and preliminarily approved the MiFID II RTS 28 Gap Analysis. The purpose of this document is to provide FIX gap analysis for MIFID II RTS 28 specified reporting requirements.

The document now enters a public comment period in which public review and feedback is encouraged. Once the public comment period closes, the Global Technical Governance Board will meet to review public comments before final approval.

Please post feedback, comments, and questions as replies to this discussion thread.

A link to the proposal can be found at: https://www.fixtrading.org/packages/fix-protocol-ga-esma-rts28-extensions/

The public comment period ends on September 1, 2017.

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We’re still not together on the Class of Financial Instrument mappings - MIFID_II_RTS28_FIXMappings.xlsx - 1st tab. Our agreement was to use just the ProductComplex(1227) and SecurityGroup(1151) fields with ESMA’s exact phrase for each sub-group. But there are blanks under SecurityGroup(1151) in the Equities group. And there are values like “OTC” and “Exchange traded” in the IR SecurityGroup(1151) column, etc. Please revise and quote the ESMA phrase exactly in every case without resorting to any particular value in SecurityType(167) to identify the sub-group.